- METAPHYSICAL
FOUNDATIONS FOR A THEORY OF VALUE
- IN
THE PHILOSOPHY OF A. N.
WHITEHEAD
-
- Chapter
Three (continued)
- "Eternal
Objects"
-
-
- [Note:
Footnotes are designated in red
and
may be accessed by scrolling down the page to the
green
sections.
-
- Note
also that since since they refer to the paper version of
this work, references to actual pages of the thesis are
not accurate in this online
medium.]
-
- Write
me at maryskole@aol.com
to
inform me of errors you may find, or for a copy of
the paperback version ($18.95 plus $2 shipping) -
available after September 15, 2005. Thanks.
-
- Below
are the full titles of books referred to in the
footnotes.]
-
- PR,
Process and Reality
- SMW,
Science in the Modern World
- MT,
Modes of Thought
- AI,
Adventures of Ideas
- AE,
The Aims of Education
- SmB,
Symbolism, its Meaning and
Effect
- RM,
Religion in the Making
- ESP,
Essays in Science and Philosophy
- FofR
The Function of Rerason
- OT
Organization of Thought
Section
C:
- Real
Potentiality: The Nature and Function of Actual Forms and
Patterns
-
- Having
disposed of the Platonic and essentialist interpretations
of Whitehead's doctrine of eternal objects, and having
seen the very limited metaphysical functions which
eternal objects in themselves perform, it now becomes
necessary to inquire about the origin, nature and
function of the actual forms and patterns which we
encounter in the actual world - the "laws of nature", the
forms of living things, the "stoneness" of stones and the
"chairness" of chairs, along with the more subtle and
fleeting qualities which characterize the passing moments
of our experience. It is my contention that Whitehead
believes that though the realm of eternal objects in
itself may contain all of these "forms" as bare
possibilities, it is actual process itself which not only
embodies them but in a very real sense makes them,
because the actual form and the bare possibility are not
at all the same thing. In pursuance of this argument I
want to discuss (1) the process of limitation, (2) the
nature of the bond which holds eternal objects together
in actual structures, and (3) the range, nature and
function of real potentiality. From the discussion the
conclusion will emerge, I believe, that (4) Whitehead's
doctrine of eternal objects and their relation to
actuality can best be interpreted in a manner that
conceives concrete actual process as fulfilling the
"existentialist" condition of creative activity - that
is, generating its own characteristics, structures and
forms.
-
- (1)
-
- I think
that the relation of actual process to the realm of
eternal objects was, perhaps, most forcefully expressed
by Whitehead in one of his more informal utterances, an
apparently extemporaneous reply which he made to remarks
by W. H. Sheldon and others at a banquet given in honor
of his, Whitehead's, seventieth birthday.
-
- Professor
Sheldon talked of the order of the universe, the
scheme of order. In this notion of the sole, unique
order for the world (which perhaps is not what Sheldon
meant) there hides the inadequate concept that the
foundations of being contain in their nature no
necessity for process. Enlarge your view of the final
fact which is permanent amid change. In its essence,
realization is limitation, exclusion. But this
ultimate fact includes in its appetitive vision all
possibilities of order, possibilities at once
incompatible and unlimited with a fecundity beyond
imagination. Finite transcience stages this welter of
incompatibilities in their ordered relevance to the
flux of epochs. Thus the process of finite history
is essential for the ordering of the basic vision,
otherwise mere confusion 75.
-
- Certainly,
the last section of this chapter tried to convey the
impression that "pure potentiality", the realm of eternal
objects in itself, confronted actuality only with
confusion. In itself this realm is an infinite welter of
possibilities of definiteness, only very loosely related
to each other. What is more, it has been seen that this
whole infinite realm of eternal objects functions in each
actual en-tity; so actual entities do not differ from
each other in terms of the eternal objects which are in
some way relevant to them. Actual entities do not differ
in the ultimate elements of their constitution - each is
a reaction to total possibility -, but only in the ways
in which these ultimate elements are put together in each
actual entity - in the relevance of each of these
elements to each actual entity. Each definite, finite
actual entity, then, involves infinity. It must achieve
its finite definiteness - its shape, pattern, character,
structure - out of this infinity.
-
- How does
it do this? "Finitude" for Whitehead means
limitation, and limitation means an activity of
including and excluding. What is excluded by "negative
prehension" still functions, and what is included is
subject to degrees of inclusion, that is, degrees of
emphasis.
-
- Some
principle is now required to rescue actual entities
from being undifferentiated reproductions, each of the
other, with mere numerical diversity. This requisite
is supplied by the 'principle of intensive relevance'.
The notion of intensive relevance is fundamental for
the meaning of such concepts as 'alternative
possibilities', 'more or less', 'important or
negligible'. The principle asserts that any item of
the universe, however preposterous as an abstract
thought, or however remote as an actual entity, has
its own gradation of relevance, as prehended, in the
constitution of any one actual entity: it might have
had more relevance; and it might have had less
relevance, including the zero of relevance involved in
the neg-ative prehension: but in fact it has just
that relevance whereby it finds its status in
the constitution of that actual entity
76.
-
- It is thus
in terms of different inclusions, exclusions and emphases
that actual entities differ from one another.
-
- If the
term 'eternal object' is disliked, the term
'potentials' would be suitable. The eternal objects
are the pure potentials of the universe; and the
actual entities differ from each other in their
realiza-tion of potentials
77.
-
- Or, even
better, "All characteristics peculiar to actualities are
modes of emphasis whereby fini-tude vivifies the infinite
78."
-
- Actual
entities, then, do something to eternal objects in order
to construct their (the actual entities') forms and
characters out of the infinity of eternal objects, and
these forms and patterns and characters of actuality are
not just eternal objects; they are, even the simple ones
like the color of an apple, always complex integrations
of eternal objects depending on emphasis and repression
as much as on the component eternal objects. Without the
intervention of ac-tual entities there is no order, no
form, no essence of thing as we know it. The realm of
eternal objects in itself contains some of the
ingredients for constructing actual forms, but it does
not contain actual forms. They must be made, they must be
created, and only actuality itself can perform the
act of creating them. So the activity of actuality in
relation to eternal objects is not merely one of
"realizing" or "actualizing" a pre-determined form (as
the Platonic tradition would have it); actual entities
create their own patterns in the very process of
actualizing them.
-
- (2)
-
- Actual
patterns, then, are generated out of the infinity of pure
potentiality by a process of limitation. This process
forges bonds between the isolated, equi-potential
eternal objects, emphasizing some and rejecting others,
so that instead of an infinite mass of loosely associated
possibilities, a finite actual form emerges. What is the
nature of this bond or bonding activity? To describe it
merely as "limitation" leaves its description on too
abstract a plane. It must be an activity which generates
and is actuality. There is just one notion in Whitehead's
philosophy which fulfills this requirement, and that is
feeling. Feeling generates actual patterns out of pure
potentiality, and feeling is the bond which continues to
hold these patterns together.
-
- (a)
-
- An actual
pattern felt by an occasion as already generated in
occasions prior to itself is an aspect of "real
potentiality". An actual pattern generated with an
occasion (though it may be largely adopted from the real
potentiality which the occasion prehends) is a
"contrast". Since all real potentiality is generated in
actual entities, contrasts are really the sources of real
potentiality.
-
- I have
already pointed out that the relations between the
entities in a contrast are not the same as the bare
"relational essences" which hold between eternal objects
in themselves 79.
I now propose to examine a little more thoroughly the way
entities are put together in contrasts in order to show
that it is feeling which provides the bond.
-
- Within an
actuality, eternal objects are said to be associated with
each other in "concrete togetherness".
-
- In
contrast to the realm of possibility, the inclusion of
eternal objects within an actual occasion means that
in respect to some of their possible relationships
there is a togetherness of their individual essences.
This realized togetherness is the achievement of an
emergent value defined - or, shaped - by the definite
actual relatedness in respect to which real
togetherness is achieved 80.
-
- The
eternal relations are "disjunctive"; they are alternative
ways of getting from any one eternal object to many
other. The bonds forged by actuality are "conjunctive."
They exclude other possible connections and fuse the
individual essences of the components, the individual
essences which are left untouched by the disjunctive
eternal relatedness. But to call these bonds
"conjunctive" doesn't go very far in suggesting their
true nature. Indeed, it may be misleading, if conjunction
be thought of merely as an abstract logical relation. As
such it is exactly on a par with abstract logical
disjunction 81.
As I have already noted 82,
however, relational essences are even more general than
logical relations, even disjunction; and the bonds which
I am here discussing involve something much more concrete
than conjunction 83.
-
- The bond
which holds the components, both actual and possible
together in an actual occasion is an internal relation,
but not of the same sort as are the relational essences
of eternal objects. The latter are called "internal" only
because they involve the whole realm of eternal objects
as a sort of field for any one eternal object - the field
of its possible relationships; they take no account of
the individual essences of their relata. The former
relations, that is, actual bonds, are internal because
they are peculiar to their relata and combine their
relata into an individual unity which could not be
constituted out of any other relata.
-
- It must
be remembered that just as the [internal]
relations modify the nature of the relata, so the
relata modify the nature of the relation. The
relationship is not a universal. It is a concrete fact
with the same concreteness as the relata
84.
-
- But since
they are individual bonds, peculiar in each case to the
relata which they join, it is completely inappropriate to
call them "relations". For a "relation" is a "universal"
and can be repeated in other contexts. These bonds are
each peculiar to one context. They are aspects of
"stubborn" individual fact, of actuality; they are not
eternal objects.
-
- Universals
which require two or more particulars for their
illustration need some term to indicate them, and
'Relation' is the word
chosen.
But
with this meaning to the term, a relation cannot
signify the actual connectedness of the actual
individual things which constitute the actual course
of history [nor of the eternal objects which are
the ultimate elements of these actual characters].
For example, New York lies between Boston and
Philadelphia. But the connectedness of the three terms
is a real particular fact on the earth's surface
involving a particular part of the eastern seaboard of
the United States. It is not the universal 'between'.
It is a complex actual fact which, among other things,
exemplifies the abstract universal
'betweenness'
85.
-
- What then
is this bond that combines eternal objects and past
actualities into the definiteness of an actual occasion
and can hold them together in that pattern beyond the
confines of the occasion of its origin? In Science and
the Modern World Whitehead says,
-
- The
conception of internal relations involves the analysis
of the event into two factors, one the underlying
substantial activity of individualization, the other
the complex of aspects - that is to say, the complex
of relatednesses as entering into the essence of the
event - which are unified by this individualized
activity. In other words, the concept of internal
relations requires the concept of substance as the
activity synthesizing the relationships into its
emergent character 86.
-
- But, as he
tells us in Process and Reality, there is no
substance in the traditional sense: an inert substratum
which never appears but which serves to unify the
shifting aspects of a thing. There is, however,
"substantial activity". And in Process and Reality
we are told what this "substantial activity" is. It is
"feeling". All concrete reality is feeling. It is the
prehensive process of combining the many into the one of
the new actuality. It is a synonym for actuality
87.
To feel is to be in the most complete sense, and anything
is real only insofar as it is felt.
-
- (b)
-
- Since
"feeling" and "prehension", largely synonymous terms,
constitute concrete reality - actual occasions are
feelings which are in turn integrations of component
feelings - what I want to emphasize here is that feeling
is the only sort of thing which can constitute the bond
which brings together and holds together eternal objects
and past actualities - which are themselves similarly
bonded eternal objects - in any one actual
occasion.
-
- First,
since, as I have just shown, these bonds are not
themselves universals, - not themselves eternal objects -
if the feeling recurs in other contexts, as it does when
it combines with other feelings in new occasions, it must
always retain the marks of its individuality, its origin
in actuality.
-
- If in a
nexus there be a realized contrast of universals, this
contrast is located in that actual entity to which it
belongs as first originated in one of its integral
feelings. Thus every realized contrast has a location,
which is particular with the particularity of actual
entities. It is a particular complex matter of fact,
realized; and because of its reality, a standing
condition in every subsequent world from which
creative advance must originate
88.
-
- Footnotes
for Chapter Three Section C (76-88):
76
PR., p. 224.
77
PR., p. 226.
78
"Mathematics and the Good," in Schilpp, op. cit., p.
681.
79 See
above, Sec. B, pp. 47-51, of this paper.
80
SMW., p. 238.
81 As every
student of logic learns in his elementary course, every
conjunction can be expressed as a disjunction, and vice
versa. (p.q) - (~pV~q)
82 See
above, pp. 48-49, of this paper.
83 "The
conclusion that I draw is that the word 'together', and
indeed all words expressive of conjunction in general,
without definite specification, are very ambiguous. For
example, the little word 'and' is a nest of ambiguity. It is
very astounding how slight has been the analysis of the
ambiguities of words expressive of conjunctions. Such words
are the death-traps for accuracy of reasoning (MT.,
p. 74)."
84
AI., p. 201.
85
AI., p. 296.
86
SMW., p. 180.
87
RM., p. 104.
88
PR., p. 352.
- Secondly
it has already been remarked that compatibility and
incompatibility are not determined by the relations of
eternal objects in themselves 89. "... feelings
are the entities which are primarily 'compatible or
'incompatible'. All other usages of these terms are
derivative.
90
" Feeling organize the actual and possible universe in a
perspective, that is, in "grades of relevance" to the
developing occasion. No items thus related are
essentially incompatible. Incompatibility results from
the acceptance or rejection of items as felt. If two
items conflict when both items are felt in a certain way,
say with equally close relevance, they may be compatible
if one is emphasized more and the other suppressed more.
Only feeling can make these adjustments. It makes
incom-patibilities and overcomes them 91.
-
- Thirdly,
only if the bond which I am here discussing as feeling,
can a logical fallacy be avoided. I have already
mentioned that one function of eternal objects it to
prevent an infinite regress of feeling
92.
Feelings perform a similar but even more essential
function, if that is possible, for eternal objects. For
feelings not only forestall the necessity of invoking an
infinite regress of eternal objects in order to explain
any "togetherness" of eternal objects, in the definite
character of an actuality, but they also prevent what
Whitehead calls a "vicious regress".
-
- It must
be remembered that the objective content [of an
actual entity] is analyzable into actual entities
under limited. perspectives provided by their own
natures; these limited perspectives involve eternal
objects in grades of relevance. If the 'process' were
primarily a process of understanding, we should have
to note that 'grades of relevance' are only other
eternal objects in grades of relevance, and so on
indefinitely. But we have not the sort of
understandings which embrace such indefinite
progressions. Accordingly there is here a vicious
regress, if the process be essentially a process of
understanding
93.
-
- Is it only
due to ignorance that all "grades of relevance" are not
thus analyzable? If it were so, it would be of no avail
to call such a regress "vicious". It would then hold in
fact if not in knowledge. But what Whitehead means is
that it doesn't, indeed, cannot, hold in fact. And it is
the function of feeling as the non-universal relating and
synthesizing activity which makes this so.
-
- But
this [being a process of understanding] is not
the primary description of it; the process is a
process of 'feeling'. In feeling, what is felt is not
necessarily analysed; in understanding, what is
understood is analysed, insofar as it is understood.
Understanding is [only] a special form of
feeling by reason of [that is, due to] the
indefinite complexity of what is felt. Kant, in his
Transcendental Aesthetic, em-phasizes the doctrine
that in intuition a complex datum is intuited as one
94.
-
- What
feeling forestalls is not merely an infinite regress of
eternal objects but a vicious circularity, a violation of
the theory of logical types by the generation of an
"illegitimate totality". If eternal objects could be
related and combined only by universal relations, that
is, by other eternal objects, then no set of eternal
objects would ever be complete. The relation among them
would always adds another number. And then to relate this
relation to the total group of eternal objects would call
for another eternal object, and so on. But feeling breaks
through this impasse. Feeling generates a grouping of
eternal objects without itself being a member of that
group. It is individual, not universal. It generates a
class - much more than a class, an organic unity - but it
is not a member of the class which it generates. When
Whitehead says that feeling avoids a "vicious regress",
it seems to me that he must mean that it is this
situation which it avoids.
-
- (3)
-
- I now
explain (a) the nature, and (b) the function of actual
form - real potentiality.
-
- (a)
-
- A number
of observations seem in order about the nature of real
potentiality.
-
- (i)
-
- Real
potentiality constitutes a half-way sort of reality. It
is neither the complete actuality of the actual occasion
in process of development, nor that highest possible sort
of abstraction - that approach to nonentity - which is
the realm of eternal objects in itself. It is not the
purely potential nor the concrete creative act. It is the
creature par excellence.
-
- It is
aspects of achieved contrasts which endure, which are
prehended by and are effective in subsequent occasions
that constitute "real potentiality".
-
- This
objective intervention of other entities constitutes
the creative character which conditions the
concrescence in question. The satisfaction of each
actual entity is an element in the givenness of the
universe: it limits boundless, abstract possibility
into the particular real potentiality from which each
novel concrescence originates 95.
-
- The
primary reason for calling the actual forms encountered
by a new occasion "real potentiality" is that they
present the new actuality with relevant alternatives
among which to choose in developing its own character and
deciding what sort of a world it wants to pass on to its
successors. Actual forms, especially those of the
actualities closely associated with a new occasion, exert
influence over this new occasion. They try to get the new
occasion to adopt them as its pattern. But the final
decision always rests with the new occasion. The new
occasion can supplement them or try to suppress them to
make room for different forms. Actual forms can have
greater or less influence in different actual processes.
Only at the moment of its attainment, when it is the
"satisfaction" of an actual occasion, does an actual form
exclude all other possibilities. When it is prehended by
subsequent occasions, it is only one - perhaps the
overwhelmingly most powerful, but still only one - of the
relevant alternative patterns which that occasion may
choose for its own, or an aspect of its own,
pattern.
-
- As aspects
of real potentiality, actual forms have to compete with
one another. So they have moved toward potentiality. They
offer alternatives. But, since they retain some of their
actuality, these alternatives are not just neutral and
all on a level; they compete for influence over new
actualities, and some exert much more influence than do
others. In many cases one actual form remains very strong
through many actual occasions. Indeed, it gathers
strength from its own reduplication. And then this form
dominates vast regions of new occasions to such an extent
that they conform to it almost completely. The other
actual forms in the more remote environment are pushed
into the background, and the new occasions dominated by
this one actual form do not seek to generate new forms on
their own. They exercise their free choice only to the
extent of submitting to the dominant influence upon them.
This is what happens in many well-organized "societies".
But even in this case, each new occasion is a possible
battleground where invention of new form or the weakening
of old form may occur. No actual form, even
well-established physical laws, has a metaphysical
guarantee of its continued effectiveness in process. if
there is any metaphysical fate in store for it, it is
rather that it must surely some day cease to dominate
actual process.
-
- (ii)
-
- Though a
half-way kind of reality, real potentiality does not
constitute a strange and exotic hybrid: indeed, it is
more familiar than either of the two extremes between
which it lies. Eternal objects are unknowable in
themselves; they are too abstract. Actual occasions are
also largely unknowable while they are going on, because
they are too concrete and immediate
96.
Knowledge is only a special and partial phase of actual
process, and it is only in a few highly developed
occasions that awareness rises to the level of
consciousness. We know "in" occasions of experience, but
we don't "know" the occasion in which the knowing is
going on. We can know to some extent what is left after
the occasion "perishes". This knowing is then a phase of
a subsequent occasion reacting to its past. We live
concrete reality, but our knowing never embraces the
whole of it - never catches up with our living. Real
potentiality is primarily what we know - about the world
- about ourselves.
-
- What we
"perceive" and think about in daily experience and the
objects of scientific knowledge are alike aspects of real
potentiality. Indeed, since we never know eternal objects
in themselves, and since we cannot formulate the present
moment till it has taken place among what is past, all of
what we usually classify as experiencs or knowledge
belongs to the realm of real potentiality. A rapid survey
of the more important aspects of real potentiality may
help to reveal its comprehensive nature.
-
- (1) First
there are two terms which should be briefly mentioned,
both referring ostensibly to groups of actual entities
rather than to patterns which appear in actual entities.
But since it is in terms of common patterns that actual
entities can be grouped, and since the groups referred to
are groups of past entities "objectively" occurring in a
new occasion, that is, as part of the "data"; these terms
really refer to real potentiality. These terms are
"nexus" (plural "nexüs") and "society". "Nexus" is
the more general term; it refers to any "particular fact
of togetherness among actual entities"
97.
In order to apply the term "society", the common
character
-
- ...has
got to apply to each member by reason of genetic
derivation from other members of that same society.
The members of the society are alike because by reason
of their common character, they impose on other
members of the society the conditions which lead to
the likeness 98
-
- "Society"
is perhaps the most frequently used word by Whitehead
when he wishes to refer to some selected aspect of real
potentiality. He tells us that it is used to refer to
partiocular "orders" in nature
99.
Sometimes a society is a very large group of actual
occasions indeed, and inheriting in common a minimal
pattern, for even our whole "epoch" forms a society in
terms of some of its characteristics: spatio-temporal
relations, for instance.
-
- (2)
Distinguishing specific features of real potentiality,
there are, first, the logical and mathematical entities.
These are not necessary a-priori to all possible
actualities. "The generality of mathematics is the most
complete generality consistent with the community of
occasions which constitute our metaphysical
situation
100."
-
- (3)
Geometrical entities form a special aspect of real
potentiality, sort of midway between mathematics and
physics, which I do not propose to discuss in detail in
this paper. The derivation of various geometrical
relations among events which are themselves puffs of
emotion constitutes, of course, a peculiarly difficult
problem in Whitehead's philosophy. Here I merely wish to
assert that for Whitehead these relations are among those
that are formed in actuality. There is no space or
space-time independent of actualities having these
relations to one another; and although there may be some
general aspects of those relations which are contained in
the eternal metaphysical setting into which all actuality
must be born, their most distinctive special aspects,
such as dimensionality, are determined by the actualities
among which they hold.
-
- (4)
Physical "laws", or, more generally, scientific laws,
expressing the behavior of extremely large groups of
actual entities, are important aspects of real
potentiality. To deny that these "laws of nature" are
eternally ordained is not to deny that they exercise
compulsive force over the course of events. Whitehead's
philosophy permits him to mediate between nominalism and
realism in this respect. For what is merely descriptive
of the behavior of the actual course of events is also
prescriptive. The freely assumed character of actuality
directs the process of further actuality. Scientific laws
are merely statistical descriptions of the average
behavior of actual occasions, but it is just this average
behavior of the previous occasions of their societies
which exercise the most powerful influence over the
characters of new events
101.
-
- (5)
Biological forms, species, are achievements of actual
process. And not only the species, but the peculiar
characteristics of each individual organism, represent
real potentiality to the individual actual occasions
which make up a living organism. For, from the
metaphysical point of view, each individual organism is a
great "nexus" of actual occasions passing on common forms
through mutually dependent societies of occasions. Each
new occasion prehends the form of the whole animal or
vegetable of which it is a part, and also the form of the
part of the organism to which it belongs, and conforms to
these patterns. Living occasions are not metaphysically
different in their processes from inorganic occasions for
Whitehead; they merely develop and perpetuate more
complex actual forms.
-
- (6)
Indeed, since the real individual actualities are very
small and very fleeting, any object which we recognize
&endash; a hill, a chair, a pencil, a star &endash; is
not an individual actuality but a large group of
actualities having a similar pattern. Whitehead calls
such a group of occasions, recognized as an individual
thing, an "enduring object"
102.
The question then arises, when we prehend an enduring
object, what do we prehend? &endash; a group of actual
entities, or the pattern common to the group. The answer
is that what we prehend is both. We abstract from
the full concreteness of each individual occasion which
we prehend. What we prehend is the pattern which it has
largely in common with other occasions. But this actual
pattern involves and incorporates genuine actual aspects
of those prehended occasions; some of their "feelings"
are preserved in the preservation of the pattern. What
survives of an occasion after it "perishes" is not just
eternal objects.
-
- (7) Our
own continuing identities, as "selves", are also complex
patterns of this sort, developed in the occasions of our
own existence and passed on from one occasion to the next
in the dominant society with which each of us identifies
himself.
-
- One of the
principal reasons for introducing the foregoing list of
aspects of form as it operates in actual process is to
establish a basis for drawing upon widely differing
contexts in Whitehead's writings to support my
interpretation of Whitehead's theory of the generation,
internal cohesion, and propagation of form in actual
process. If I have made my point in claiming that all the
terms in the above list have something in common, I can
draw evidence for the solution of these problems from
such widely separated contexts as Whitehead's discussion
of mathematics, his discussions of perception and
symbolism, and his discussion of immediate, emotional
experience.
-
- Footnotes
for Chapter Three Section C (89-102):
-
- 89 See
above, pp. 48-49, of this paper.
-
- 90
PR., p. 225.
91
PR., p. 224.
92 See
above, Sec. C, pp. 52-53, of this paper.
93
PR., p. 232.
94
PR., p. 233
- 95
PR., p. 336.
96 Though,
as we have seen in ch. 2, Whitehead attempts to describe
their inner processes.
97
PR., p. 30.
98
PR., p. 137, and AI., p. 261.
99
PR., p. 131.
100
SMW., p. 38, and "By a queer chance in this epoch of
the universe arithmetical patterns constitute some of the
clearest insights of human intelligence (ESP., p.
94)".
It seems.
of course, wildly heretical for a logician and mathematician
to take such a position. I shall try to explain later in
this section how mathematical relations are aspects of
actual process rather than purely ideal entities. (See
below, (iv) (b), footnotes 117-120 of this
Sect.).
101
AI., chs. 7 & 8.
The
following statement of Whitehead's puts both points (c) and
(d) in a fairly powerful and unequivocal way. "None of these
Laws of Nature give the slightest evidence of necessity.
They are the modes of procedure which within the scale of
our observation do in fact prevail. I mean, the fact that
the extensiveness of the Universe is dimensional, the fact
that the number of spatial dimensions is three, the spatial
laws of geometry, the ultimate formulae for physical
occurrences. There is no necessity in any of these ways of
behavior. They exist as average, regulative conditions
because the majority of actualities are swaying each other
to modes of interconnection exemplifying those laws. New
modes of self-expression may be gaining ground. We cannot
tell. But, to judge by all analogy, after a sufficient span
of existence our present laws will fade into unimportance.
New interests will dominate. In our present sense of the
term, our spatio-physical epoch will pass into that
background of the past, which conditions all things dimly
and without evident effect on th decision of prominent
relations. (MT., pp. 211-12.)
- 102
"Enduring things are thus the outcome of a temporal
process; whereas eternal things are the elements required
for the very being of this process (SMW., p.
158).
-
- (iii)
-
- Real
potentiality is the realm of endurance and
change.
-
- The
mountain endures. But when after ages it has been worn
away, it is gone. If a replica arises, it is yet a new
mountain. A colour is eternal. It haunts time like a
spirit. It comes and it goes. But where it comes, it
is the same colour. It neither survives nor does it
live. It appears when it is wanted. The mountain has
to time and to space a different relation from that
which colour has
103.
-
- The
mountain, of course, is an example of an "enduring
object". As such it is an example of real potentiality. A
color stands for an eternal object in itself, but there
is some doubt as to whether an eternal object in itself
can be exemplified. Eternal objects in themselves cannot
change, of course, but neither can they endure, for they
are not temporal entities.
-
- Harder to
comprehend is that what is completely actual, an actual
occasion in process of development, does not change and
does not endure. In its moment of actuality it is a
single pulsation of being and it actualizes a single
definite character. An occasion does not, properly
speaking, last for any length of time, because it is a
"quantum" of time. When it perishes it deposits an
unanalyzable moment of real time. In its "objective
immortality" an occasion endures. But then it is no
longer completely actual: it is "real potentiality".
Neither does an occasion change. It would have to be in
time to change. When it has "perished" and become part of
the past, it is a fixed condition for subsequent process,
a "hard fact", and so does not change.
104
-
- There is
considerable confusion here because certainly in its
active life an occasion is in process of development. But
the time of this internal development is not clock time.
105
Since
an occasion is concerned with the realization of one and
only one definite character, which is latent in it from
the "start" as its "subjective aim", there is no
observable difference of structure in its various phases;
so there is no "change" as we usually think of change.
-
- What
changes and what endures is real potentiality. I have
just said, however, that the past does not change. Each
item of the past remains unchanged. Both the "before" and
the "after" must be observable to recognize change. It is
the contract between different items of the past, between
different forms in real potentiality, which constitutes
change. In different actual forms preserved in real
potentiality, the component eternal objects ingress in
different modes &endash; are emphasized more in
some forms, suppressed more in others.
-
-
the
doctrine of internal relations makes it impossible to
attribute 'change' to any actual entity. Every actual
entity is what it is, and is with its definite status
in the universe determined by its internal relations
to other actual entities. 'Change' is the description
of the adventures of eternal objects in the evolving
universe of actual things 106.
-
- So, for
Whitehead, the realm of patterns and forms which are
effective in actual process is the realm in which
endurance and change are found. It is not a realm of
timelessness or of static perfection. This is easy to see
in the case of "enduring objects", flowers, chairs, even
mountains; but it also applies to scientific laws and, it
sometimes seems, even to mathematical and logical
entities. No order can be assured perpetual sway over
reality.
-
- But
there is not any attainment of an ideal order whereby
the indefinite endurance of a society is secured. A
society arises from disorder, where 'disorder' is
defined by reference to the ideal for that society;.
the favorable background of a larger environment
either itself decays, or ceases to favor the
persistence of the society after some stage of growth:
the society then ceases to reproduce its members, and
finally after a stage of decay passes out of
existence. Thus a system of laws determining
reproduction in some portion of the universe gradually
rises to dominance; it has its stage of endurance, and
passes out of existence with the decay of the society
from which it emanates. 107
-
- Order,
structure, form is born, matures, grows old and decays.
It dies, or almost dies. 108
-
- Whitehead's
remarks on "order" and "disorder" are relevant to this
point. Order and disorder are said to be relative terms:
relative to the point of view of a particular actual
entity. From the point of view of a particular actual
entity, "order" is the actual patterns which dominate the
societies of which it is a member. "Disorder" ". . .is a
relative term expressing the lack of importance possessed
by the defining characteristics of the societies in
question beyond their own bounds
109."
Actual entities beyond these bounds may be members of
other societies, have other dominant patterns, but if
these patterns are foreign to the occasion whose point of
view we are taking, then from this point of view disorder
reigns in these distant regions.
-
- The
disorder may be more or less, of course, depending on the
degree of dissimilarity between the societies in
question. When Whitehead takes this position, he is
principally interested in maintaining that there is no
absolute order, that there are many orders, and that they
are each relative to the point of view of a particular
actuality. Other orders may certainly appear to be
disorders from one of these points of view.
-
- This is
not the whole of Whitehead's position, however. If it
were, actual entities would be radically isolated from
each other in terms of order and disorder. They would
certainly not be comparable. It would be impossible to
say that more order is achieved in one occasion and less
in another. But this is just what Whitehead does say. I
want to save the more detailed consideration of this
issue for the discussion of the possibility of
"objective" standards of value in Whitehead's
philosophy
110;
but I will point out here merely that on the page
following the page on which the relativistic definition
of disorder cited above appears Whitehead speaks of a
non-relativistic sense of "disorder".
-
- But
there may evidently be a sense in which there are no
prevalent societies securing any congruent unity of
effect. This is a state of chaotic disorder; it is
disorder approaching an absolute sense of that term.
In such an ideal state, what is 'given' for any actual
entity is the outcome of thwarting decisions from the
settled world. Chaotic disorder means lack of dominant
definition of compatible contrasts in the
satisfactions obtained, and consequent enfeeblement of
intensity. It means the lapse toward slighter
actuality. It is a natural figure of speech, but only
a figure of speech, to conceive a slighter actuality
as being an approach toward a futility of being a
faint compromise between contrary
reasons.
111
-
- It is true
that even here there is no absolute disorder in the sense
of complete absence of order. Disorder here means
mutually conflicting and cancelling order. But this is at
least a genuine condition of the actualities concerned.
If this is so, disorder, and therefore also order, has a
non-relativistic meaning.
-
- (iv)
-
- The fact
that real potentiality is not eternal &endash; that is,
is generated in actual occasions and eventually loses its
effectualness in influencing further actuality &endash;
means that there is room for real novelty in the world.
This novelty is not just of detail in the realization of
eternally fixed patterns, but is a genuine and
thorough-going novelty of form. This is what Whitehead
means when he says, as in Modes of Thought, that
there is "conceptual novelty", not just "physical
novelty"
112.
There seems to be almost no limit to the fundamental
nature of the novelty which may occur. Even new systems
of the common relatedness among actualities, supplanting
what we now know as space-time relations, may eventually
be generated. And this novelty is not merely
"subjective", but determines the objective" data
confronting the future. Novelty is generated subjectively
but it endures objectively. Eventually these forms
retreat to make room for further novelty.
-
- (b)
-
- Finally,
we see that actual forms are primarily feelings rather
than essences if we understand the manner of their
functioning in the actualities which prehend
them.
-
- Whitehead
is against "static" forms and for "forms of
transition".
113
What he means is that when a form is effective in the
internal process of an actual occasion, we should not
picture this effectiveness as the sudden stamping of the
form as a whole upon the occasion. The occasion is
essentially process; it cannot take a static imprint. It
can have no static components. If form is effective in
occasions, it must be as itself an aspect of process. How
this is possible is what I am now seeking to explain. "We
require to understand how the mere existence of
unchanging form requires its own immersion in the
creation of a changing, historic world. There is a form
of creation."
114
Whitehead thinks that the notion of law used in modern
science requires a shift away from the Greek view of
static form. "In the place of the Aristotelian notion of
the procession of forms, it [modern non-Newtonian
physics] has substituted the notion of the forms of
process."
115
-
- Attempting
to come to grips with what seems to be Whitehead's real
meaning here, I cite the following quotation.
-
- All
actuality involves the realization of form derived
from factual data. It is both a composition of
qualities, and it is also a form of composition. The
form of composition dictates how these forms as thus
realized in the data enter into a finite process of
composition, thus achieving the actuality with its own
exemplifications and discards. There is a form of
process dealing with a complex form of data and
issuing into a novel completion of actuality. But no
actuality is a static fact. The historic character of
the universe belongs to its essence. The completed
fact is only to be understood as taking its place
among the active data forming the
future.
116
-
- Thus the
active forms which an occasion prehends as characterizing
its "actual world" or "data" are not merely aspects of
this alien "data", which it must take into itself and
synthesize into a perspective of the actual and possible
world &endash; as such these forms would be passive and
static -; when prehended and assimilated by a new
occasion, these actual forms themselves help to direct
the synthesis of the data by the new occasion. Actual
forms are thus both constituents to be synthesized in the
process of an occasion and also ways in which this
synthesis is carried on.
-
- Whitehead
tries occasionally to give examples of what he means, and
he does it the hard way &endash; takes his examples from
mathematics, traditionally regarded as the most static
department of form. He reasons that if it can be shown
that mathematical forms are immersed in process, then, a
fortiori, it will be seen that all forms must be
interpreted in this way, for "... mathematics is now
being transformed into the intellectual analysis of types
of pattern," 117 and "Mathematics is the most
powerful technique for the understanding of pattern, and
for the analysis of the relations of
patterns."
118
Whitehead
gives as an example of a "form of process" the simple
arithmetical statement "Twice three is six." "My
contention is that the sentence considers a process and
its issue. . . .the phrase 'twice-three' indicates a form
of fluid process, and 'six' indicates a characterization
of the completed fact." 119
And a
few pages farther on he says of all mathematical
notions.
-
- All
mathematical notions have reference to process of
intermingling. The very notion of number refers to the
process from the individual units to the compound
group. The final number belongs to no one of the
units; it characterizes the way in which the group
unity has been attained. Thus even the statement 'six
equals six' need not be construed as a tautology. It
can be taken to mean that six as dominating a special
form of combination issues in six as a character of a
datum for further process. There is no such entity as
a mere static number. There are only numbers playing
their parts in various processes conceived in
abstraction from the world-process.
120
-
- In the
light of the preceding observations on "forms of
process", the following statement takes on added
meaning.
-
- Every
reality is there for feeling: it promotes feeling; and
it is felt. Also there is nothing which belongs merely
to the privacy of feeling of one individual actuality.
All origination is private. But what has been thus
originated, publicly pervades the
world.
121
-
- I have
already said that feeling is the bond which holds eternal
objects together in their "concrete togetherness" in
actual occasions. If this attained form is to be passed
on to other occasions, if it is to have a greater or less
influence on their own internal processes, and if this
influence is to take the form of operating in these
future occasions so as to help in the process of
synthesizing data; then the feelings themselves which
hold the eternal objects together, which make of them an
ordered structure rather than a chaotic infinity, must
also endure, For it is only feeling that can enter so
directly into occasions that it becomes one with their
dynamic processes, one with their own activities. It is
only feeling that can synthesize data. An actual occasion
is an integration of feelings, and this integration as a
whole is a feeling. As feeling the actual occasion seems
to perish when it has achieved the integration, in the
moment of its completion, but this cannot be what
Whitehead really means. More must survive the occasion
than merely eternal objects, for eternal objects in
themselves are powerless. At least part of its own
feeling must survive in order for it to be effectual as
contributing determination to the future. Probably what
Whitehead means is that the completely integrated feeling
which is a finite synthesis of the universe fades or
perishes to some extent,
122
but some of its component feelings survive.
-
- Footnotes
for Chapter Three Section C (103-122):
103
SMW., p. 126
104 Only in
George Orwell's nightmare "Oceania" is the past subject to
change, because his people have lost touch with "hard fact"
and believe in collective solipsism.
105 When I
discussed this internal development in an actual occasion in
Sect. D of ch. 2 of this paper, I pointed out that since all
of its phases are internally related, the "later" phases
condition the "earlier" in a way quite impossible for clock
time.
106
PR., p. 92.
107 PR., p.
139.
108 A
qualification is necessary. Since it is part of the
metaphysical nature of each new actuality that it must take
account somehow of all previous actuality, it is not true to
say that actual form "dies" completely. But it ceases to
dominate, or even to exercise a recognizable role in new
occasions after a while. It becomes part of the vague
background of undifferentiated forces common to all new
occasions but peculiar to none. "When these societies decay,
it will not mean that their defining characteristics cease
to exist, but they lapse into unimportance for the actual
entities in question (PR., p. 141)."
109
PR., p. 141.
110 See
below, ch. 6, Sect. C, of this paper.
111
PR., p. 142.
112
MT, p. 80. There will be some difficulty in reconciling
this position with the "primordial" function of God, which
is said to be the presentation of all possible concepts for
realization. See below, ch. 4, Sect. B, of this
paper.
113
MT., pp. 112-13,
114
MT., p. 114 (italics mine).
115
MT., p. 192.
116
MT., pp. 122-23.
117
"Mathematics and the Good," .in Schilpp, op. cit., p.
677.
118
Ibid., p. 678.
119
MT., pp. 123-26.
120
MT., pp. 127-28. This notion of mathematics would
seem to be at variance with the most prevalent theories,
particularly those associated with Principia
Mathematica, where mathematics is developed
"tautologically" and through the manipulation of
uninterpreted symbols. The interpretation of mathematics
which Whitehead develops in his later works, from Science
and the Modern World on, seems to have some similarity to
Kant's view in that mathematical statements are held to be
synthetic rather than analytic, or, at least, when
interpreted, they are expressions of synthesizing functions.
Whitehead would seem still to admit the validity of the
development of uninterpreted formal systems, but merely
insist that these are such high abstractions that they do
not present the full nature even of
mathematics.
- 122
And, in the "consequent nature of God", even this feeling
retains its original freshness; see above, ch. 2, Sect.
D(4), of this paper.
-
- (4)
-
- It is the
purpose of Part I of this paper to investigate the notion
of existence, with which Whitehead closely associates
value. In this chapter it has been shown that, despite
the fact that Whitehead invokes the old notion of eternal
forms or essences, his philosophy cannot be interpreted
as holding that ultimate reality lies in eternal forms or
patterns which generate and direct actual process.
Eternal objects are essential to Whitehead's notion of
existence, but they play a subordinate role.
-
- They are
certainly not the metaphysical entity with which he links
value. Indeed, Whitehead frequently says that the realm
of eternal objects in itself is valueless.. The realm of
eternal objects in itself is the realm of infinite
possibility. It muust thern in some way contain the
possibilities of the entities which are valuable, but it
also contains a lot of other possibilities. It certainly
is not the source of ideals and all sorts of perfections
that naïve Platonism imagines it to be.
-
- . .
.'perfection' is a notion which haunts human
imagination. It cannot be ignored. But its naïve
attachment to the realm of forms is entirely without
justification. How about the form of mud and the form
of evil, and other forms of imperfection? In the house
of forms there are many mansions 123.
-
- It is not
with abstract eternal possibility but with concrete
actuality that value is directly connected. "The
superstitious awe of infinity has been the bane of
philosophy. The infinite has no properties. All value is
the gift of finitude which is the necessary activity for
activity
124."
-
- But what I
have called "actual form" &endash; the attained
definiteness of an actuality and the resultant "real
potentiality" influencing the course of further actual
process &endash; those synthesized structures of eternal
objects held together in feelings -. These are
tremendously significant aspects of actual process
itself. Certainly this actual form is closely associated
with values, but the association seems to be neither
simple nor quite direct.
-
- There
is a natural affinity between Order and Goodness. It
is not usual to accuse people of 'orderly conduct'.
Undoubtedly there are limits to this excellence of
mere order. It can be overdone. But there can be no
excellence except upon some basis of order. Mere
disorder results in a nonentity of
achievement
125.
-
- This
passage says that order is a necessary condition of
value. There must therefore be more to value than merely
order. We have already seen that there is more to
existence than merely order.
-
- The link
between value and order is the concrete, actual process
out of which the actual forms and patterns of the world
arise and in which they function. This seems to be the
insight which Whitehead is trying to communicate in his
cryptic farewell lecture on "Mathematics and the Good".
Not patterns themselves but their relations to actuality
are the important things.
-
- . .
.the infusion of pattern into actual occurrences, and
the stability of such patterns, and the modification
of such patterns is the necessary condition for the
realization of the Good. 126
-
- The study
of patterns drives us back to the study of the activity
out of which they arise and in which they have
significance.
-
- ...activity
means the origination of patterns of assemblage, and
mathematics is the study of pattern. Here we find the
essential clue which relates mathematics to the study
of the good, and the study of the bad.
127.
-
- We see
that patterns are valuable because they are the creative
products of a pattern-forming activity and because they
function to promote or frustrate further creative
activity.
-
- Every
abstraction derives its importance from its relation
to some background of feeling, which is seeking its
unity as one individual complex fact in its immediate
present. In itself a pattern is neither good nor bad.
But every pattern can only exist in virtue of the doom
of realization, actual or conceptual. And this doom
consigns the pattern to play its part in an uprush of
feeling, which is the awakening of infinitude to
finite activity 128.
-
- The "doom
of realization", the "uprush of feeling" which is
concrete actuality is the center of being and of value in
Whitehead's philosophy because it is the source of the
reality and the value of everything else.
-
- It is,
then, as creative activity that we must understand
concrete existence in Whitehead's philosophy. And the
consideration of the place of patterns and forms in his
philosophy gives us the most complete insight into the
truly creative nature of actual process. For it shows us
that actual process fulfills the creative
condition of "existentialism". There is, of course, a
great deal of conrtroversy as to just what is meant by
this term, and rather different doctrines go under this
name. I take the following statement, uttered by a man
with whose name the term "existentialism" has been most
intimately associated as typical of its central meaning,
at least insofar as it refers to a metaphysical rather
than merely a moral, political or esthetic theory.
"...they [the existentialists] think existence
precedes essence, or, if you prefer, that subjectivity
must be the starting point. 129
-
- For
Whitehead existence precedes essence, for the order in
the world and the quality of each concrete existence is
not due to the imposition of antecedent forms but to the
activity of existence itself generating its own
character. Actual form is not static essence; it is the
arrangement through emphasis and repression of the whole
realm of eternal objects &endash; it is an active,
dynamic thing, it is feeling. Feeling is at once the
stuff of actuality and the nature of actual form. Feeling
generates its own character; eternal objects provide
merely the ultimate content of possibilities, infinite
and formless in themselves, and the same for all
actualities.
-
- As for
Sartre's second way of putting it, that "subjectivity
must be the starting point", to this too Whitehead
agrees, though he conceives "subjectivity" rather more
widely than does Sartre, for the latter limits the notion
to the experience of man, and says that this subjectivity
gives man a "greater dignity than a stone or
table"
130.
For Whitehead, on the other hand, all actuality is
characterized by ":subjectivity" Feeling is always
something for itself; it is always a kind of experience.
Human experience is just a particularly highly developed
variety of feeling. All form and pattern &endash; all
meanings of "togetherness" &endash; are abstracted from
the togetherness of things in experience, "a togetherness
of its own kind, explicable by reference to nothing
else". Whitehead says that this is the "reformed"
subjectivist doctrine accepted by the philosophy of
organism. 131
-
- Not only
the existentialist condition of creative activity, but
several of the other conditions which I mentioned
above
132.
can be
seen to be fulfilled by concrete process when studied
from the point of view of its intersection with eternal
objects. It can be seen that concrete process is at once
causally determined and free. Since form exists in
feelings, what is first prehended as imposition of
pattern from the past becomes, by the free decision of
the new occasion, part of itself. A feeling from the past
is made part of the total integrated feeling which is the
new occasion. The barrier between external and internal
determination is broken down.
-
- Secondly,
the generation of genuine novelty in actual process
becomes easier to understand. The actual patterns which
hold in the world are not eternal and unalterable, static
essences, but, rather, tensions of emphasis and
repression &endash; dynamic balances. Each occasion must
adjust these tensions to fit its new situation, and in so
doing creates novel forms.
-
- Finally,
it can be seen how concrete process is characterized by
both "subjectivity" and "objectivity". Its self-assumed
character is felt internally in its moment of
"satisfaction" as an enjoyment, a solution of its
particular problem. Then, when this moment of total
integration "perishes", its partial feelings remain as
stubborn facts to be prehended by and to influence future
process. Since actual form exists in feelings, the
subjective experience of each occasion of actuality can
be projected beyond itself to become part of an
indefinite number of new occasions &endash; new
integrations of feeling.
-
- Thus the
study of the functions of the notion of eternal objects
in Whitehead's philosophy leads to an understanding of
the notion of concrete existence as creative activity.
This discussion does not demonstrate every aspect of this
notion, but it suggests Whitehead's general approach,
and, I think, justifies the general sort of
interpretation I have made. Limitations of space prevent
my engaging in equally detailed studies of other aspects
of Whitehead's philosophy, though they would reinforce
and expand the picture of concrete existence as creative
activity. I must rely on this chapter to carry the burden
of the first part of the argument &endash; the
interpretation of the existence with which value is
closely associated &endash; and supplement it only with
rather brief notes concerning a few other aspects of
Whitehead's metaphysics.
-
- Footnotes
for Chapter Three Section C (123-132):
-
- 123
MT., p. 93. I think that the reference to a "form of
evil" must be inadvertent, since this would be as much a
value form as a form of perfection. See below, ch. 7,
Sect. A.
-
- 124
"Mathematics and the Good", in Schilpp, op. cit.,
p. 674.
-
- 125
MT., p. 103.
-
- 126
"Mathematics and the Good", in Schilpp, op. cit.,
p.677.
-
- 127
"Mathematics and the Good", in Schilpp, op. cit.,
p.674.
-
- 128
"Mathematics and the Good", in Schilpp, op. cit.,
p.679.
-
- 129
Sartre, J.P., Existentialism, (translated by B.
Frechtman), New York: Philosophical Library, 1947, p.
15.
-
- 130
Sartre, op. cit., p. 18.
-
- 131
.PR., p. 288.
-
- 132 See
above, ch. 2, Sect. A, of this paper.
-

Move
to Chapter 4 Section A.
|